Mutual Fund Amendments: Hearings Before the Subcommittee on Commerce and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-first Congress, First Session, on H.R. 11995, S. 2224, H.R. 13754, and H.R. 14737, Bills to Amend the Investment Company Act of 1940, the Investment Advisors Act of 1940, and the Securities Exchange Act of 1934, Część 2U.S. Government Printing Office, 1970 - 952 |
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advisory fees amount certificates assets Association bank basis bill breakeven broker broker-dealers BUDGE Chairman COCCHI commission rate committee compensation competition Congress contract contractual plan court dealers directors ECKHARDT effect employees Exchange Commission exemption face-amount certificate companies fiduciary duty front-end load give-ups Glass-Steagall Act HARTWELL holder income insurance company investment adviser Investment Company Act Investment Company Institute investors Investors Syndicate KEITH legislation management fees maturity McCoy Moss mutual fund mutual fund shares NASD oil and gas operation pany paragraph payments percent performance fees period POMERANTZ portfolio principal underwriter prohibit proposed prospectus provisions purchase pursuant question reasonable registered investment company regulations respect rules sales charges sales load Section Securities Act Securities and Exchange Securities Exchange Act sell Senate separate account Series 15 Series 22A certificates shareholders statement STUCKEY subsection tion trust unit investment trust vote yield to maturity York Stock Exchange
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