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" ... or of a plan of reorganization of any company (other than a plan devised for the purpose of evading the foregoing provisions), or (B) a security purchased with the proceeds of payments on pei'iodic payment plan certificates, pursuant to the terms... "
Mutual Fund Amendments: Hearings, Ninety-first Congress, First Session, on H ... - Strona 707
autor: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1970 - Liczba stron: 952
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1968 - Liczba stron: 374
...particular industry or group of industries, except (A) a security received as a dividend or as a result or an offer of exchange approved pursuant to section...the purpose of evading the foregoing provisions), or (T5) a security purchased with (he proceeds of payments on periodic payment plan certificates, puivunnt...
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Decisions and Reports, Tom 28

United States. Securities and Exchange Commission - 1955 - Liczba stron: 1022
...outstanding voting stock of such Insurance company, except a security received as a dividend or as a result of a plan of reorganization of any company (other...the purpose of evading the foregoing provisions); .... declares contracts made in violation of the Act void as regards the rights of any person who shall...
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Investment Trusts and Investment Companies: Hearings Before a Subcommittee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - Liczba stron: 164
...outstanding voting stock of such insurance company, except a security received as a dividend or as a result of a plan of reorganization of any company (other...purpose of evading the foregoing provisions) ; or (3) any person who is a broker, a dealer, is engaged in the business of underwriting, or is either...
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1973 - Liczba stron: 400
...investments in a particular industry or group of industries, except (A) a security received as a dividend or as a result of an offer of exchange approved pursuant to section 11 or of a Slan of reorganization of any company (other than a plan evised for the purpose of evading the foregoing...
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United States Code, Tom 2

United States - 2000 - Liczba stron: 1216
...investment companies of securities of other specific businesses §80a-7 TITLE 15— COMMERCE AND TRADE reorganization of any company (other than a plan devised...the purpose of evading the foregoing provisions). (E) The provisions of this paragraph shall not apply to a security (or securities) purchased or acquired...
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United States Code, Tom 2

United States - 1953 - Liczba stron: 1692
...investments in a particular industry or group of industries, except (A) a security received as a dividend 0l 80a-ll of this title or of a plan of reorganization of any company (other than a plan devised for the...
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Bank Holding Legislation, --: Hearings Before ..., 83:1- on S. 76 and S.1118 ...

United States. Congress. Senate. Committee on Banking and Currency - 1953 - Liczba stron: 884
...investments in a particular industry or group of industries, except (A) a security received as a dividend or as a result of an offer of exchange approved pursuant...the purpose of evading the foregoing provisions), or (Iî) a security purchased with (lie proceeds of payments on periodic payment plan certificates, pursuant...
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Bank Holding Legislation: Hearings Before the Committee on ..., Części 1-3

United States. Congress. Senate. Committee on Banking and Currency - 1953 - Liczba stron: 854
...outstanding voting stock of such insurance company, except a security received as a dividend or as a result of a plan of reorganization of any company (other...purpose of evading the foregoing provisions) ; or (3) any person who is a broker, a dealer, is engaged in the business of underwriting, or is either...
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SEC Legislation, Hearings Before a Subcommittee ...,86-1 on S ..., Tomy 22-23

United States. Congress. Senate. Banking and Currency Committee - 1959 - Liczba stron: 658
...outstanding voting stock of such insurance company, except a security received as a dividend or as a result of a plan of reorganization of any company (other...purpose of evading the foregoing provisions) ; or (3) any person who is a broker, a dealer, is engaged in the business of underwriting, or is either...
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Investment Company Amendments of 1967: S. 1659: Analysis of S ..., Tomy 22-23

United States. Congress. Senate. Committee on Banking and Currency - 1967 - Liczba stron: 132
...outstanding voting stock of such insurance company, except a security received as a dividend or as a result of a plan of reorganization of any company (other...the purpose of evading the foregoing provisions). "(3) It shall be unlawful for any registered investment company and any company or companies controlled...
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